Formation / Incorporation of new business entities
- Pre and post incorporation services
- Approval of Name from Registrar of Companies for corporate entities
- Preparation and Submission of Incorporation Documents with Registrar of Companies
- Registration with Income Tax, Goods & Services Tax Authorities
- Assisting in obtaining other necessary licenses and registrations
- Opening of Bank Accounts
- Holding the first meeting of the Board (as per statutory provisions)
- Creation of non-corporate entities
End to End Business Management Services
- Accounting, reporting, taxation, corporate law, legal and secretarial compliances.
- Strategy, Policies, Procedures, Governance, Internal Controls.
- Risk Management, Regulatory Compliance, Information technology and Human Resources.
- Corporate solutions, administration, vendor management and outsourcing.
Project Report / Finance
- Market Survey / research / feasibility study
- Co-ordination with Industry Associations / Peers / Competitors
- Preparing Project Report for financing proposals (Appraisal Report)
- Cross Border Investment Management and Compliances (Foreign Direct Investment, Overseas Direct Investment etc.)
Statutory Audit
- Audit of financial statements for legal entities under respective governing laws including evaluation of Internal Financial Control under the Companies Act, 2013.
Tax
- Tax Audit / Transfer Pricing Audit / GST audit under applicable fiscal laws.
Internal Audit
- Internal Audit under the Companies Act, 2013.
Certifications / Opinions
- under FEMA / RBI Regulations for cross border remittances (capital account or current account transactions), Certificates for End use of funds, forex exposures, net worth etc.).
- Expert Opinion on complex accounting treatments in line with applicable Accounting Standards and Generally Accepted Accounting Principles, Corporate Law, Taxation, Regulatory and other related matters.
Forensic Audit / Fraud Investigations / Due Diligence
- Forensic audit / Fraud Investigations – fact finding.
- Due Diligence on behalf of creditors, investors etc.
The Reserve Bank of India (RBI) Guidelines: Risk Based Internal Audit for Banks, NBFC & Financial Institutions.
- Implementation of Audit Process Life Cycle within Risk Based Internal Audit System i.e., definition of audit universe, risk assessment, audit plan, audit reports, follow up and closure.
- Preparation of audit manuals, audit process flowcharts and audit procedures / audit programs in line with Professional Practices laid down by the Institute of Internal Auditors (IIA) and the Institute of Chartered Accountants of India.
- Implementation of systems / tools to enable automated and digital audit environment and Computer Assisted Auditing Techniques (CAAT) to enhance the efficiency and effectiveness of audit process.
- Audit of Governance & Internal Control Framework, Entity Level Controls, Internal Financial Control Framework, Exposure Management Framework, Capital Adequacy Framework (ICAAP), Regulatory Reporting Framework.
- Front to End Audit of Key Business Lines for banks / FIs i.e., Dealing Room (forex, derivatives, money market); Credit Process (across products, clients, geographies, processes,), Risk Management (Credit, Market, Operational, Liquidity, Reputation etc.), Finance, Asset Liability Management;
- Co-sourcing of auditors for Internal Audit Department
Statutory Audit
- Audit of financial statements for legal entities under respective governing laws including evaluation of Internal Financial Control under the Companies Act, 2013.
Tax
- Tax Audit / Transfer Pricing Audit / GST audit under applicable fiscal laws.
Internal Audit
- Internal Audit under the Companies Act, 2013.
Certifications / Opinions
- under FEMA / RBI Regulations for cross border remittances (capital account or current account transactions), Certificates for End use of funds, forex exposures, net worth etc.).
- Expert Opinion on complex accounting treatments in line with applicable Accounting Standards and Generally Accepted Accounting Principles, Corporate Law, Taxation, Regulatory and other related matters.
Forensic Audit / Fraud Investigations / Due Diligence
- Forensic audit / Fraud Investigations – fact finding.
- Due Diligence on behalf of creditors, investors etc.
The Reserve Bank of India (RBI) Guidelines: Risk Based Internal Audit for Banks, NBFC & Financial Institutions.
- Implementation of Audit Process Life Cycle within Risk Based Internal Audit System i.e., definition of audit universe, risk assessment, audit plan, audit reports, follow up and closure.
- Preparation of audit manuals, audit process flowcharts and audit procedures / audit programs in line with Professional Practices laid down by the Institute of Internal Auditors (IIA) and the Institute of Chartered Accountants of India.
- Implementation of systems / tools to enable automated and digital audit environment and Computer Assisted Auditing Techniques (CAAT) to enhance the efficiency and effectiveness of audit process.
- Audit of Governance & Internal Control Framework, Entity Level Controls, Internal Financial Control Framework, Exposure Management Framework, Capital Adequacy Framework (ICAAP), Regulatory Reporting Framework.
- Front to End Audit of Key Business Lines for banks / FIs i.e., Dealing Room (forex, derivatives, money market); Credit Process (across products, clients, geographies, processes,), Risk Management (Credit, Market, Operational, Liquidity, Reputation etc.), Finance, Asset Liability Management;
- Co-sourcing of auditors for Internal Audit Department