An astute and result oriented leader with over four decades of extensive experience across diverse facets in Banking Industry such as Audit, Compliance, International Banking, Treasury Operations, Trade Finance, Wholesale / Corporate Credit etc. He holds a bachelor of law (non-professional) degree from Kanpur University (1976), in addition to Masters in Economics (1974). He has a diploma in management from All India Management Association, Delhi in 1999. He has completed several other certifications as listed below:
– Quality Management System Lead Auditor Transition Course ISO 9001: 2015 conducted by ISOQAR in Mumbai on November 28, 2015
– ISMS (Information Security Management System: ISO 27001: 2013 Lead Auditor transition course conducted by ISOQAR in Mumbai on June 6 and 7, 2014
– COBIT 5 foundation Examination held by APMG in Mumbai on September 8, 2013
– Lead Implementer’s training course for BCMS (Business Continuity Management System) ISO 22301: 2012 in Mumbai March14 to 16 2013 Conducted by ISOQAR
– Lead Auditor’s Training Course for QMS (Quality Management System) ISO 9001 Course Number A17395, at Mumbai August 30 to September 3, 2012 Certified by IRCA (International Register of Certified Auditors.
– Lead auditor’s training course for ISMS (Information Security Management System) Course Number A17474, at Mumbai January 7 to 11, 2012, certified by IRCA (International Register of Certified Auditors)
– CIA (Certified Internal Auditor) by Institute of Internal Auditors, USA
– CISA (Certified Information Systems Auditor) by ISACA USA
– CAIIB (Certified Associate of Indian Institute of Bankers)
His areas of specialization include Treasury operations (Forex, money market, derivatives, investments), Credit (end to end process), Capital Adequacy, Internal and concurrent Audits, Legal (credit documentation and litigations), Information Systems Audit, Compliances, KYC, Operations, Preparation of policies, procedures, manuals, providing training to bank staff, insolvency resolution matters.
Sudhanshu Pandey started his career with the Reserve Bank of India and has served various public sector banks, private banks, foreign banks and co-operative banks before taking up consulting activity as follows:
– Chief Internal Auditor (Head – Audit) at NKGSB Co-Op Bank Ltd;
– Chief Internal Auditor (Overall head of audit function) Bank-e-Millie Afghan (National Bank of Afghanistan);
– Senior Auditor in charge of India operations at Mashreq Bank Plc. (Dubai based Multi-National Bank);
– Chief Manager Internal Audit & Sarbanes Oxley Compliance at ICICI Bank Ltd.
– Various leadership roles involving Banking Operations, International Banking, Trade Finance, Audit, Credit Administration etc., at Punjab National Bank and Hindustan Commercial Bank.
– Internal Auditor / Concurrent Auditor for various banks / NBFCs including Société Générale India, IDBI Bank, Bank of India, Dewan Housing Finance Ltd. (DHFL).